Navigating securities law requires seasoned counsel who understands both compliance and capital markets. Apache Legal represents issuers, funds, broker-dealers, and investors in all aspects of securities regulation. We assist clients with public and private offerings, SEC filings, and disclosure requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934.

Our attorneys are experienced in handling FINRA and SEC investigations, preparing Reg D and Reg A+ documentation, and advising on compliance with Rule 10b-5, insider trading restrictions, and the Investment Advisers Act. We work with clients to structure investment vehicles and offerings that meet both their fundraising goals and legal obligations, ensuring long-term sustainability and trust with stakeholders.

Whether you’re raising capital, responding to an enforcement action, or building a compliant investment platform, Apache Legal provides reliable legal support every step of the way. Contact us today to schedule a consultation with our securities law team.